Ensuring appropriate regulatory oversight of broker-dealers and legislative proposals to improve investment adviser oversight hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, September 13, 2011.

Main Author: United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises.
Format: Microfilm
Language: English
Published: Washington : U.S. G.P.O., 2012.
Physical Description: vi, 569 pages : illustrations ; 24 cm.
Subjects:

CMU Storage Gov Pub Microfiche

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CMU Storage Gov Pub Microfiche Y 4.F 49/20:112-58 Available