Inspection report on the soft dollar practices of broker-dealers, investment advisers and mutual funds
Main Author: | United States. Securities and Exchange Commission. Office of Compliance Inspections and Examinations. |
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Format: | Book |
Language: | English |
Published: |
[Washington, D.C.?] :
The Office of Compliance Inspections and Examinations, U.S. Securities & Exchange Commission,
[1998]
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Physical Description: |
1 volume (various pagings) : illustrations ; 28 cm. |
Subjects: |
Item Description: |
"September 22, 1998." Cover title. Also distributed to depository libraries in microfiche. Shipping list no.: 99-0048-P. Includes bibliographical references. |
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Physical Description: |
1 volume (various pagings) : illustrations ; 28 cm. |
Bibliography: |
Includes bibliographical references. |