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Subject: Securities fraud
Institution
Collection
Subject
Securities fraud
13
Securities
10
Actions and defenses
8
Consumer protection
7
Class actions (Civil procedure)
7
Ponzi schemes
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6
Fraud
5
Criminal liability
5
Hedge funds
5
Internet fraud
4
Corrupt practices
4
Disclosure of information
4
Governmental investigations
4
Rules and practice
3
Commercial crimes
3
Financial services industry Corrupt practices
3
Insider trading in securities Law and legislation
3
Mutual funds
2
Accomplices
2
Corporate governance Law and legislation
2
Corporation law Criminal provisions
2
Corporations Accounting Corrupt practices
2
Corporations Accounting Law and legislation
2
Corporations Auditing Law and legislation
2
Corporations Corrupt practices
2
Defense contracts
2
Directors of corporations Legal status, laws, etc
2
Disclosure in accounting
2
Disclosure of information Law and legislation Criminal provisions
2
Ethics
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Author
11
United States. Securities and Exchange Commission
6
United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations
6
United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance
4
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
4
United States. Congress. Senate. Committee on the Judiciary
3
Kotz, H. David
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3
Library of Congress. Congressional Research Service,
3
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
3
United States. Congress. House. Committee on Financial Services. Subcommittee on Oversight and Investigations
3
United States. Congress. House. Committee on Rules
3
United States. Congress. Senate. Committee on the Judiciary. Subcommittee on Crime and Drugs
3
United States. Securities and Exchange Commission. Office of Investor Education and Assistance
2
Colorado. Division of Securities. $ecure Colorado
2
United States. Congress
2
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
2
United States. Securities and Exchange Commission. Office of Audits,
2
United States. Securities and Exchange Commission. Office of Investigations
1
Carreyrou, John,
1
Cho, Sung Yoon, 1928-2017,
1
Clinton, Bill, 1946-
1
Colorado. Financial Fraud Unit
1
Law Library of Congress (U.S.). Global Legal Research Directorate,
1
Mya Saw Shin,
1
Sawtelle, Susan D.
1
Sharp, Kathleen
1
Shroff, Kersi B.,
1
Su, Eva,
1
Sykes, Jay B.,
1
United States,
1
United States. Congress 1995)
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