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Subject: Investment advisors Legal status, laws, etc
Institution
Subject
Investment advisors Legal status, laws, etc
13
Stockbrokers Legal status, laws, etc
9
401(k) plans Law and legislation
8
Defined contribution pension plans Law and legislation
8
Investments Law and legislation
6
Small business investment companies Law and legislation
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5
Mutual funds Law and legislation
5
Private equity funds Law and legislation
5
Securities fraud Prevention
4
Pension trusts Investments Law and legislation
4
Securities
3
Banking law
3
Financial planners Legal status, laws, etc
3
Proxy
3
Proxy advisory firms
3
Stockholders' voting Law and legislation
2
Auditing Law and legislation
2
Conflict of interests
2
Defined contribution pension plans Taxation Law and legislation
2
Education savings accounts Taxation Law and legislation
2
Executives Salaries, etc. Law and legislation
2
Individual retirement accounts Taxation Law and legislation
2
Private equity Law and legislation
2
Retirement income Taxation Law and legislation
2
Rules and practice
2
Securities industry Law and legislation
2
Self-directed individual retirement accounts Law and legislation
2
Stock exchanges Law and legislation
1
Consumer protection
1
Disclosure of information Law and legislation
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Author
18
United States. Congress. House. Committee on Financial Services,
4
United States. Congress. House. Committee on Financial Services
4
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
3
United States. Congress. House. Committee on Education and the Workforce
3
United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance
3
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
more ...
2
Library of Congress. Congressional Research Service,
2
United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Capital Markets, Securities, and Government Sponsored Enterprises,
2
United States. Congress. House. Committee on Education and the Workforce,
2
United States. Congress. House. Committee on Energy and Commerce
2
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises
2
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises,
2
United States. Congress. House. Committee on Rules
2
United States. Congress. House. Committee on Ways and Means,
2
United States. Congress. Joint Committee on Taxation
2
United States. Congress. Senate. Committee on Health, Education, Labor, and Pensions. Subcommittee on Employment and Workplace Safety,
1
Shorter, Gary W.,
1
Topoleski, John J.,
1
United States,
1
United States. Congress. House. Committee on Education and the Workforce. Subcommittee on Employer-Employee Relations
1
United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection, and Finance
1
United States. Congress. House. Committee on Ways and Means. Subcommittee on Oversight,
1
United States. Securities and Exchange Commission
1
United States. Securities and Exchange Commission. Division of Investment Management
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Language
Literary Form
Year of Publication