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Institution
Collection
Subject
Financial services industry Law and legislation
Rules and practice
2
Consumer protection Law and legislation
2
Disclosure of information Law and legislation
2
Evaluation
2
Financial services industry Corrupt practices
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2
Trade regulation
1
COVID-19 Pandemic, 2020- Economic aspects
1
Conflict of interests
1
Individual investors Legal status, laws, etc
1
Investment advisors Legal status, laws, etc
1
Investment advisors Professional ethics
1
Management
1
Money laundering investigation
1
Privacy, Right of
1
Securities industry Law and legislation
1
Stock exchanges Law and legislation
1
Stock ownership
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Author
2
Library of Congress. Congressional Research Service,
2
United States. Congress. House. Committee on Financial Services,
2
United States. Congress. House. Committee on Rules
2
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Financial Institutions and Consumer Protection,
1
Shorter, Gary W.,
1
Topoleski, John J.,
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1
United States. Congress. House. Committee on Energy and Commerce
1
United States. Congress. House. Committee on Financial Services
1
United States. Congress. House. Committee on Rules,
1
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs,
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