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Institution
Subject
40
Management
14
Securities industry Government policy
11
Financial services industry Government policy
10
Securities Government policy
9
Appropriations and expenditures
5
Mutual funds Government policy
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5
Rules and practice
4
Administrative regulation drafting
3
Evaluation
3
Financial services industry Law and legislation
3
Governmental investigations
3
Ponzi schemes
2
Bank fraud
2
Electronic trading of securities Government policy
2
Exchange traded funds
2
Financial institutions Corrupt practices
2
Investments
2
Reorganization
2
Stock exchanges Government policy
2
Stock exchanges Law and legislation
1
Accounting
1
Auditing
1
Auditors Malpractice
1
COVID-19 Pandemic, 2020- Economic aspects
1
Computer networks
1
Corporations Auditing Law and legislation
1
Corporations Investor relations
1
Delegated legislation
1
Disclosure of information Government policy
1
Investment advisors Malpractice
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Author
10
United States. Congress. House. Committee on Financial Services,
5
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs,
3
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
2
Federal Depository Library Program,
2
United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Capital Markets, Securities, and Government Sponsored Enterprises,
2
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises
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2
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises,
2
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
2
United States. Congress. House. Committee on Oversight and Government Reform. Subcommittee on Government Organization, Efficiency, and Financial Management
2
United States. Congress. House. Committee on Oversight and Government Reform. Subcommittee on TARP, Financial Services, and Bailouts of Public and Private Programs
2
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment,
2
United States. Government Publishing Office,
1
Franzel, Jeanette M.
1
United States. Congress. House. Committee on Energy and Commerce
1
United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations
1
United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance
1
United States. Congress. House. Committee on Financial Services
1
United States. Congress. House. Committee on Government Reform. Subcommittee on Government Efficiency and Financial Management
1
United States. Congress. House. Committee on Transportation and Infrastructure. Subcommittee on Economic Development, Public Buildings, and Emergency Management
1
United States. Congress. House. Committee on the Judiciary. Subcommittee on Commercial and Administrative Law
1
United States. Congress. Senate. Committee on Homeland Security and Governmental Affairs. Subcommittee on Federal Financial Management, Government Information, and International Security
1
United States. Government Accountability Office
1
United States. Securities and Exchange Commission,
1
United States. Securities and Exchange Commission. Office of Investor Education and Advocacy,
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