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Collection: Gov Pub Electronic
Institution
Collection
Subject
25
Securities fraud
16
Securities fraud Prevention
6
Ponzi schemes
6
Securities
5
Consumer protection
5
Insider trading in securities Law and legislation
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4
Corrupt practices
4
Disclosure of information
4
Rules and practice
3
Governmental investigations
3
Insider trading in securities
3
Investment advisors Corrupt practices
3
Officials and employees
3
Prevention
2
Consumer protection Law and legislation
2
Criminal liability
2
Ethics
2
Evaluation
2
Fraud
2
Hedge funds
2
Internet
2
Internet fraud
2
Investment advisors Legal status, laws, etc
2
Mutual funds
2
Stockbrokers Legal status, laws, etc
1
Auditing, Internal Law and legislation
1
Conflict of interests
1
Consumer protection States
1
Corporate governance Law and legislation
1
Corporations Accounting Corrupt practices
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Author
6
United States. Securities and Exchange Commission
4
Library of Congress. Congressional Research Service,
4
United States. Congress. House. Committee on Financial Services,
3
United States. Congress. House. Committee on Financial Services
3
United States. Securities and Exchange Commission. Office of Investor Education and Assistance
2
Kotz, H. David
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2
Sykes, Jay B.,
2
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
2
United States. Congress. Senate. Committee on Homeland Security and Governmental Affairs
2
United States. Securities and Exchange Commission. Office of Audits,
1
Sawtelle, Susan D.
1
Su, Eva,
1
United States
1
United States,
1
United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Capital Markets, Securities, and Government Sponsored Enterprises,
1
United States. Congress. House. Committee on Financial Services. Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets,
1
United States. Congress. House. Committee on Financial Services. Subcommittee on Oversight and Investigations
1
United States. Congress. House. Committee on the Judiciary
1
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
1
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment,
1
United States. Congress. Senate. Committee on Governmental Affairs. Subcommittee on Financial Management, the Budget, and International Security
1
United States. Congress. Senate. Committee on the Judiciary,
1
United States. Government Accountability Office
1
United States. Securities and Exchange Commission. Division of Enforcement,
1
United States. Securities and Exchange Commission. Office of Inspector General
1
United States. Securities and Exchange Commission. Office of Investigations
1
United States. Securities and Exchange Commission. Office of Investor Education and Advocacy,
1
Vanatko, Nicole,
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