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Literary Form: Non fiction
Institution
Collection
Subject
73
Securities fraud
34
Securities fraud Prevention
18
Securities
13
Ponzi schemes
10
Actions and defenses
10
Consumer protection
more ...
9
Rules and practice
8
Corrupt practices
8
Insider trading in securities Law and legislation
7
Class actions (Civil procedure)
7
Investment advisors Corrupt practices
6
Hedge funds
5
Criminal liability
5
Fraud
5
Fraud Prevention
5
Internet fraud
5
Investment advisors Legal status, laws, etc
5
Stockbrokers Legal status, laws, etc
4
Disclosure of information
4
Officials and employees
4
Prevention
4
Securities fraud Government policy
4
Securities industry Government policy
4
Securities industry Law and legislation
3
Commercial crimes
3
Consumer protection Law and legislation
3
Ethics
3
Financial services industry Corrupt practices
3
Governmental investigations
3
Management
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Author
12
United States. Securities and Exchange Commission
7
United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance
7
United States. Congress. House. Committee on Financial Services
7
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
7
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
6
United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations
more ...
5
United States. Congress. House. Committee on Financial Services,
4
United States. Congress. House. Committee on Financial Services. Subcommittee on Oversight and Investigations
4
United States. Congress. Senate. Committee on the Judiciary
3
Kotz, H. David
3
United States. Congress. House. Committee on Rules
3
United States. Congress. Senate. Committee on Homeland Security and Governmental Affairs
3
United States. Congress. Senate. Committee on the Judiciary. Subcommittee on Crime and Drugs
2
Colorado. Division of Securities. $ecure Colorado
2
United States. Congress
2
United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Capital Markets, Securities, and Government Sponsored Enterprises,
2
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises,
2
United States. Congress. House. Committee on Financial Services. Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets,
2
United States. Congress. House. Committee on the Judiciary
2
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
2
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment,
2
United States. Securities and Exchange Commission. Office of Audits,
2
United States. Securities and Exchange Commission. Office of Investigations
2
United States. Securities and Exchange Commission. Office of Investor Education and Assistance
1
Carreyrou, John,
1
Casey, Frank,
1
Cho, Sung Yoon, 1928-2017,
1
Clinton, Bill, 1946-
1
Collier, Richard S.,
1
Law Library of Congress (U.S.). Global Legal Research Directorate,
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