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Format: eBook
Institution
Format
Subject
7
Securities fraud
7
Securities fraud Prevention
5
Securities
3
Securities fraud Government policy
3
Securities industry Government policy
2
Consumer protection
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2
Criminal liability
2
Disclosure of information
2
Evaluation
2
Investment advisors Corrupt practices
2
Ponzi schemes
2
Rules and practice
1
Auditing, Internal Law and legislation
1
Bank fraud History
1
Consumer protection Law and legislation
1
Corporate governance Law and legislation
1
Corporations Accounting Corrupt practices
1
Corporations Corrupt practices
1
Corrupt practices
1
Directors of corporations Legal status, laws, etc
1
Disclosure in accounting
1
Disclosure of information Law and legislation
1
Financial services industry Corrupt practices
1
Fraud Prevention
1
Hedge funds
1
Insider trading in securities Law and legislation
1
Investment advisors Government policy
1
Investment advisors Legal status, laws, etc
1
Management
1
Mutual funds
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Author
4
United States. Congress. House. Committee on Financial Services,
2
United States. Congress. House. Committee on Financial Services. Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets,
2
United States. Securities and Exchange Commission. Office of Audits,
1
Cho, Sung Yoon, 1928-2017,
1
Collier, Richard S.,
1
Law Library of Congress (U.S.). Global Legal Research Directorate,
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1
Mya Saw Shin,
1
Oxford Scholarship Online
1
Shroff, Kersi B.,
1
United States,
1
United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Capital Markets, Securities, and Government Sponsored Enterprises,
1
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises,
1
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Securities, and Investment,
1
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
1
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Economic Policy,
1
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment,
1
United States. Congress. Senate. Committee on the Judiciary,
1
United States. Securities and Exchange Commission. Office of Investor Education and Advocacy,
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