Office of Compliance Inspections and Examinations' management of investment adviser examination coverage goals
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Other Authors: | United States. Securities and Exchange Commission. Office of Audits, |
---|---|
Format: | eBook |
Language: | English |
Published: |
[Washington, D.C.] :
U.S. Securities and Exchange Commission, Office of the Inspector General, Office of Audits,
2016.
|
Physical Description: |
1 online resource (iv, 25 pages). |
Series: |
Report (United States. Securities and Exchange Commission. Office of Audits) ;
no. 533. |
Subjects: | |
Online Access: |
https://purl.fdlp.gov/GPO/gpo115431 |
In Prospector
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