Office of Compliance Inspections and Examinations' management of investment adviser examination coverage goals

Other Authors: United States. Securities and Exchange Commission. Office of Audits,
Format: eBook
Language: English
Published: [Washington, D.C.] : U.S. Securities and Exchange Commission, Office of the Inspector General, Office of Audits, 2016.
Physical Description: 1 online resource (iv, 25 pages).
Series: Report (United States. Securities and Exchange Commission. Office of Audits) ; no. 533.
Subjects:
Online Access: https://purl.fdlp.gov/GPO/gpo115431

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