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United States. Securities and Exchange Commission
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61
Review of PRISM automated procurement system support contracts
by
United
States
.
Securities
and
Exchange
Commission
. Office of Audits.
Published: U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, 2010
Description: 1 online resource (vi, 29 pages).
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62
SEC's oversight of the Securities Investor Protection Corporation's activities
by
United
States
.
Securities
and
Exchange
Commission
. Office of Audits.
Published: U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, 2011
Description: 1 online resource (xi, 48 pages).
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63
OCIE regional offices' referrals to enforcement
by
United
States
.
Securities
and
Exchange
Commission
. Office of Audits.
Published: U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, 2011
Description: 1 online resource (ix, 38 pages).
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64
Review of the SEC's Section 13(f) reporting requirements
by
United
States
.
Securities
and
Exchange
Commission
. Office of Audits.
Published: U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, 2010
Description: 1 online resource (x, 45 pages).
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65
Management and oversight of interagency acquisition agreements at the SEC
by
United
States
.
Securities
and
Exchange
Commission
. Office of Audits.
Published: U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, 2010
Description: 1 online resource (ix, 57 pages).
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66
Evaluation of the SEC privacy program
Redacted public version.
by
United
States
.
Securities
and
Exchange
Commission
. Office of Audits.
Published: U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, 2010
Description: 1 online resource (iv, 13 pages).
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67
OASIS system report - 2008 FISMA
Public redacted version.
by
United
States
.
Securities
and
Exchange
Commission
. Office of Audits,
Published: United States Securities and Exchange Commission, Office of Inspector General, 2009
Description: 1 online resource (22 pages).
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68
Oversight of and compliance with conditions and representations related to exemptive orders and no-action letters
by
United
States
.
Securities
and
Exchange
Commission
. Office of Audits,
Published: U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, 2011
Description: 1 online resource (viii, 44 pages).
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69
Review of alternative work arrangements, overtime compensation, and COOP-related activities at the SEC
by
United
States
.
Securities
and
Exchange
Commission
. Office of Audits,
Published: U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, 2011
Description: 1 online resource (xv, 72 pages).
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70
Review of the commission's processes for selecting investment advisers and investment companies for examination
by
United
States
.
Securities
and
Exchange
Commission
. Office of Audits,
Published: U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, 2009
Description: 1 online resource (57 pages)
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71
Review and analysis of OCIE examinations of Bernard L. Madoff Investment Securities, LLC
by
United
States
.
Securities
and
Exchange
Commission
. Office of Audits,
Published: U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, 2009
Description: 1 online resource (viii, 76 pages)
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72
Investigation of failure of the SEC to uncover Bernard Madoff's Ponzi scheme
Public version.
by
United
States
.
Securities
and
Exchange
Commission
. Office of Investigations.
Published: U.S. Securities and Exchange Commission, Office of Investigations : [For sale by the Supt. of Docs., U.S. G.P.O.], 2009
Description: xix, 457 pages ; 28 cm.
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73
Investigation of failure of the SEC to uncover Bernard Madoff's Ponzi scheme
Public version.
by
United
States
.
Securities
and
Exchange
Commission
. Office of Investigations.
Published: U.S. Securities and Exchange Commission, Office of Investigations : [For sale by the Supt. of Docs., U.S. G.P.O.], 2009
Description: 1 online resource (xix, 457 pages)
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Exhibits used in report
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74
Annual report
by
United
States
.
Securities
and
Exchange
Commission
. Division of Enforcement,
Published: U.S. Securities and Exchange Commission, Division of Enforcement, 2017
Description: 1 online resource (volumes)
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75
Internal control review of the Government Purchase Card program
by
United
States
.
Securities
and
Exchange
Commission
. Office of Audits,
Published: U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, 2008
Description: 1 online resource (ii, 22 pages).
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76
Report on the comparison of order executions across equity market structures
by
United
States
.
Securities
and
Exchange
Commission
. Office of Economic Analysis.
Published: U.S. Securities and Exchange Commission, 2001
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77
Inspection report on the soft dollar practices of broker-dealers, investment advisers and mutual funds
by
United States. Securities and Exchange Commission. Office of Compliance Inspections and Examinations.
Published: The Office of Compliance Inspections and Examinations, U.S. Securities & Exchange Commission, 1998
Description: 1 volume (various pagings) : illustrations ; 28 cm.
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78
Inspector General's report of the U.S. Securities and Exchange Commission's fiscal year ... compliance with the Improper Payments Information Act
by
United
States
.
Securities
and
Exchange
Commission
. Office of Inspector General,
Published: United States Securities and Exchange Commission, Office of Inspector General, 2014
Description: 1 online resource (volumes)
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79
Report of the Inspector General of the Securities and Exchange Commission on agency compliance for fiscal year ... with the Improper Payments Elimination and Recovery Act
by
United
States
.
Securities
and
Exchange
Commission
. Office of Inspector General,
Published: United States Securities and Exchange Commission, Office of Inspector General, 2012
Description: 1 online resource (volumes)
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80
Results of Inspector General's fiscal year ... Purchase Card Program risk assessment
by
United
States
.
Securities
and
Exchange
Commission
. Office of Inspector General,
Published: United States Securities and Exchange Commission, Office of Inspector General, 2015
Description: 1 online resource (volumes)
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