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Shorter, Gary W.,
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1
Employee ownership of registration-exempt company securities : proposals to reform required corporate disclosures (section 507 of S. 2155, S. 488, H.R. 1343, and section 406 of H.R...
by
Shorter
,
Gary
W
.,
Published: Congressional Research Service, 2018
Description: 1 online resource.
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2
The SEC's September 2020 reform on investor eligibility to advance shareholder proposals
Library of Congress public edition.
by
Shorter
,
Gary
W
.,
Published: Congressional Research Service, 2021
Description: 1 online resource.
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3
The SEC's proxy advisory firm disclosure reforms
Library of Congress public edition.
by
Shorter
,
Gary
W
.,
Published: Congressional Research Service, 2020
Description: 1 online resource.
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4
SEC's September 2020 rule toughens resubmission of shareholder proposals
Library of Congress public edition.
by
Shorter
,
Gary
W
.,
Published: Congressional Research Service, 2021
Description: 1 online resource.
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5
Legislation to repeal mandatory securities arbitration
Library of Congress public edition.
by
Shorter
,
Gary
W
.,
Published: Congressional Research Service, 2022
Description: 1 online resource.
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6
Dual class stock : background and policy debate
Library of Congress public edition.
by
Shorter
,
Gary
W
.,
Published: Congressional Research Service, 2021
Description: 1 online resource.
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7
The closing of the New York Stock Exchange's trading floor due to COVID-19
Library of Congress public edition.
by
Shorter
,
Gary
W
.,
Published: Congressional Research Service, 2020
Description: 1 online resource.
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8
Stock Buybacks : concerns over debt-financing and long-term investing
Library of Congress public edition.
by
Shorter
,
Gary
W
.,
Published: Congressional Research Service, 2019
Description: 1 online resource.
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9
Restrictions on compensation under the CARES Act
Library of Congress public edition.
by
Shorter
,
Gary
W
.,
Published: Congressional Research Service, 2020
Description: 1 online resource.
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10
Securities and Exchange Commission (SEC) actions to mitigate the impact of COVID-19
Library of Congress public edition.
by
Shorter
,
Gary
W
.,
Published: Congressional Research Service, 2020
Description: 1 online resource.
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11
Stock buybacks and company executives' profits
Library of Congress public edition.
by
Shorter
,
Gary
W
.,
Published: Congressional Research Service, 2020
Description: 1 online resource.
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12
Credit rating agencies and their regulation
Library of Congress public edition.
by
Shorter
,
Gary
W
.,
Published: Congressional Research Service, 2020
Description: 1 online resource.
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13
Conflicts of interest rule for asset-backed securities
Library of Congress public edition.
by
Shorter
,
Gary
W
.,
Published: Congressional Research Service, 2020
Description: 1 online resource.
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14
Regulation best interest (Reg BI) : the SEC's rule for broker-dealers
Library of Congress public edition.
by
Shorter
,
Gary
W
.,
Published: Congressional Research Service, 2020
Description: 1 online resource.
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15
Venture capital funds : proposals to expand investor thresholds required for registration (section 504 of S. 2155, section 471 of H.R. 10, H.R. 1219, S. 444, and section 914 of H.R...
Library of Congress public edition.
by
Shorter
,
Gary
W
.,
Published: Congressional Research Service, 2018
Description: 1 online resource.
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16
The SEC's best interest proposal for advice given by broker-dealers
Library of Congress public edition.
by
Shorter
,
Gary
W
.,
Published: Congressional Research Service, 2018
Description: 1 online resource.
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17
Proxy access reform : the SEC makes it potentially easier for shareholders to nominate directors
Library of Congress public edition.
by
Shorter
,
Gary
W
.,
Published: Congressional Research Service, 2019
Description: 1 online resource.
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18
Selected securities legislation in the 114th Congress
Library of Congress public edition.
by
Shorter
,
Gary
W
.,
Published: Congressional Research Service, 2016
Description: 1 online resource.
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19
SEC climate change disclosure guidance : an overview and congressional concerns
Library of Congress public edition.
by
Shorter
,
Gary
W
.,
Published: Congressional Research Service, 2018
Description: 1 online resource.
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20
Legislation to repeal the private equity fund adviser registration requirement in the Dodd-Frank Act : in brief
Library of Congress public edition.
by
Shorter
,
Gary
W
.,
Published: Congressional Research Service, 2018
Description: 1 online resource.
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